Siebert Financial Corp is a diversified financial services firm engaged in providing brokerage and financial advisory services... Show more
Siebert Financial Corp. is a diversified financial services holding company headquartered in Miami Beach, Florida, with primary operations in Florida, New York, and California. The firm traces its roots to 1967, when founder Muriel Siebert became the first woman to own a seat on the New York Stock Exchange and the first to lead one of its member firms. Today the company operates through subsidiaries including Muriel Siebert & Co., LLC, which provides retail brokerage and investment banking services; Siebert AdvisorNXT, LLC, a registered investment adviser; Park Wilshire Companies, Inc., an insurance agency; RISE Financial Services, a broker-dealer; and Siebert Technologies. The company also operates a media, sports, and entertainment segment through Gebbia Media and has formed Siebert Crypto to pursue future digital-asset services.
Investors follow the stock for its position as a small, NYSE-member broker-dealer with growing securities-lending, advisory, and investment-banking revenue, as well as its expansion into tokenized securities and wealth management. As of the second quarter of 2026, Siebert reported retail customer net worth of about $20.9 billion and more than 176,000 retail accounts.
Over the trailing 30 days, SIEB shares fell approximately 18%, from a closing price of $2.23 to roughly $1.83. The decline was gradual rather than a single-day shock, with the stock drifting lower through late September and October on lighter trading volume.
The longer quarterly picture tells a more nuanced story. About three months earlier, the stock closed near $1.66. It then rallied sharply in late August and early September, peaking around $2.73 in mid-September before reversing. Even after the recent pullback, the stock remains about 10% higher than its late-July level, underscoring how volatile and momentum-driven the shares have been over the full quarter.
The recent decline largely reflects a normalization after an unusually sharp run rather than a single negative headline. The stock's climb into early September was amplified by thin trading liquidity typical of a micro-cap company with a market capitalization near $0.1 billion. As buying momentum cooled, shares retraced toward their prior range, a pattern consistent with profit-taking following an outsized short-term move.
The absence of fresh, company-specific catalysts during late September and October also contributed. With the next quarterly report not due until mid-November, the stock traded on reduced volume, leaving it more sensitive to broader small-cap sentiment. The company's August earnings release, which showed revenue roughly doubling to $31.2 million and an operating loss narrowing to $0.5 million, had already been absorbed by the market during the earlier rally, giving investors little new information to sustain the advance.
Across the full quarter, the dominant narrative was Siebert's push to broaden its revenue base beyond traditional brokerage. Second-quarter 2026 results highlighted meaningful year-over-year growth in stock borrow/stock loan revenue (up 43% to $10.8 million), commissions and fees (up 32%), advisory fees (up 31%), and investment-banking revenue, which rose to $2.4 million. The company also narrowed its operating loss even as it continued investing in personnel and technology.
Strategic announcements reinforced the growth story. Siebert entered a clearing agreement and collaboration with tZERO and Streamex to expand access to tokenized securities, and Kakao Pay Securities selected Siebert as its U.S. financial partner to explore cross-border access to tokenized South Korean equities. Wealth-management assets under management within the firm's registered investment adviser reached roughly $445.6 million, up 16% from the end of 2025. These developments helped lift sentiment in late summer, though the gains proved difficult to sustain as the quarter progressed.
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Looking ahead, investors will focus on Siebert's third-quarter 2026 results, which are expected in mid-November, for signs that revenue growth across stock loan, advisory, and investment banking can continue while operating losses narrow further. Progress on the tokenized-securities initiatives with tZERO, Streamex, and Kakao Pay Securities will be closely watched, as will growth in wealth-management assets and retail account counts.
As a micro-cap broker-dealer, the stock is also sensitive to interest rates, equity-market volumes, and overall risk appetite in the financials sector. Continued cost discipline and the pace of converting recent investments into durable earnings will be important factors. These are areas to monitor rather than guarantees of future performance, and the stock's small float means price moves can remain amplified in either direction.
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The 10-day moving average for SIEB crossed bearishly below the 50-day moving average on October 15, 2026. This indicates that the trend has shifted lower and could be considered a sell signal. In 13 of 15 past instances when the 10-day crossed below the 50-day, the stock continued to move higher over the following month. The odds of a continued downward trend are 87%.
The Momentum Indicator moved below the 0 level on November 10, 2026. You may want to consider selling the stock, shorting the stock, or exploring put options on SIEB as a result. In 78 of 96 cases where the Momentum Indicator fell below 0, the stock fell further within the subsequent month. The odds of a continued downward trend are 81%.
SIEB moved below its 50-day moving average on October 12, 2026 date and that indicates a change from an upward trend to a downward trend.
Following a 3-day decline, the stock is projected to fall further. Considering past instances where SIEB declined for three days, the price rose further in 50 of 62 cases within the following month. The odds of a continued downward trend are 82%.
The Aroon Indicator for SIEB entered a downward trend on November 05, 2026. This could indicate a strong downward move is ahead for the stock. Traders may want to consider selling the stock or buying put options.
The RSI Oscillator points to a transition from a downward trend to an upward trend -- in cases where SIEB's RSI Indicator exited the oversold zone, 27 of 33 resulted in an increase in price. Tickeron's analysis proposes that the odds of a continued upward trend are 82%.
The Stochastic Oscillator demonstrated that the ticker has stayed in the oversold zone for 2 days, which means it's wise to expect a price bounce in the near future.
The Moving Average Convergence Divergence (MACD) for SIEB just turned positive on November 02, 2026. Looking at past instances where SIEB's MACD turned positive, the stock continued to rise in 39 of 45 cases over the following month. The odds of a continued upward trend are 87%.
The 50-day moving average for SIEB moved above the 200-day moving average on October 12, 2026. This could be a long-term bullish signal for the stock as the stock shifts to an upward trend.
Following a +7.65% 3-day Advance, the price is estimated to grow further. Considering data from situations where SIEB advanced for three days, in 207 of 263 cases, the price rose further within the following month. The odds of a continued upward trend are 79%.
SIEB may jump back above the lower band and head toward the middle band. Traders may consider buying the stock or exploring call options.
The Tickeron Valuation Rating of 6 (best 1 - 100 worst) indicates that the company is seriously undervalued in the industry. This rating compares market capitalization estimated by our proprietary formula with the current market capitalization. This rating is based on the following metrics, as compared to industry averages: P/B Ratio (0.825) is normal, around the industry mean (3.120). SIEB's P/E Ratio (-59.333) is considerably lower than the industry average of (6.734). Projected Growth (PEG Ratio) (0.520) is also within normal values, averaging (0.809). Dividend Yield (0.449) settles around the average of (8.976) among similar stocks. P/S Ratio (0.949) is also within normal values, averaging (16.899).
The Tickeron Price Growth Rating for this company is 62 (best 1 - 100 worst), indicating steady price growth. SIEB’s price grows at a higher rate over the last 12 months as compared to S&P 500 index constituents.
The Tickeron SMR rating for this company is 91 (best 1 - 100 worst), indicating weak sales and an unprofitable business model. SMR (Sales, Margin, Return on Equity) rating is based on comparative analysis of weighted Sales, Income Margin and Return on Equity values compared against S&P 500 index constituents. The weighted SMR value is a proprietary formula developed by Tickeron and represents an overall profitability measure for a stock.
The Tickeron PE Growth Rating for this company is 100 (best 1 - 100 worst), pointing to worse than average earnings growth. The PE Growth rating is based on a comparative analysis of stock PE ratio increase over the last 12 months compared against S&P 500 index constituents.
The Tickeron Profit vs. Risk Rating rating for this company is 100 (best 1 - 100 worst), indicating that the returns do not compensate for the risks. SIEB’s unstable profits reported over time resulted in significant Drawdowns within these last five years. A stable profit reduces stock drawdown and volatility. The average Profit vs. Risk Rating rating for the industry is 88, placing this stock worse than average.
The average fundamental analysis ratings, where 1 is best and 100 is worst, are as follows
a holding company with interests in provides retail discount brokerage and investment banking services
Industry InvestmentBanksBrokers