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What is Due Diligence?
Due diligence is the responsibility of the investor and broker to research all pertinent information about the individual's, investments, and companies involved prior to doing business.
Due diligence is a responsibility and also a legal defense. If a fiduciary person or company is accused of negligent or criminal behavior, it may be a good defense to show a document trail of research about the people, companies, and investments involved in a transaction.
Exercising due diligence is a rule of conduct for many professions but it especially applies to financial matters. The Securities and Exchange Commission (SEC) first used the term in the Securities Act of 1933, Section 11, and it set a standard for responsible conduct in the industry.
What's important to know about real estate investments?
Real estate investments fall into a wide spectrum of subsets. You can invest in residential property, commercial, etc.
What if I Need the Money in My 401(k) Before I Retire?
Withdrawals and loans can be taken out of a 401(k) before retirement, but the money may be subject to penalties and taxes
How Often Can I Change the Allocation in My 401(k)?
By law, your plan administrator (employer) must allow you to change your allocation at least quarterly
How Can I Establish a Keogh Plan?
A Keogh plan can be established by any self-employed individual of a sole proprietorship, partnership, and LLC
What is the Negative Volume Index?
The Negative Volume Index (NVI) shows what days or weeks saw decreases in trading volume and it compares changes in price
What does 'Outstanding Shares' mean?
Outstanding shares refers to all of the shares of company held in total, which includes all ownership - retail investors
What is a Home Equity Line of Credit (HELOC)?
A HELOC is a line of credit secured by the equity in your home. Homeowners can choose when to use the funds, and...
What are Consolidated Financial Statements?
Consolidated financial statements are required when one company owns a controlling interest in another company
What is a Long Squeeze?
A long squeeze is when shareholders feel the pressure of falling prices and themselves sell, causing the price to fall
What Are the Basics of Mutual Funds?
Mutual funds come in many varieties, but here are some basics to keep in mind to help you find your way