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What is a Prospectus?

A Prospectus is a legal document that must be filed with the Securities and Exchange Commission (SEC) when an investment is offered for sale to the public.

The most commonly known forms of a prospectus are those that accompany a mutual fund, ETF, or an annuity when purchased by an investor. For an annuity and/or a mutual fund, a Prospectus contains details on the fund management.

Keywords: annuities, Securities and Exchange Commission (SEC), Exchange Traded Funds (ETFs), mutual fund, Initial Public Offering (IPO), annuity, ETF, investment strategy, prospectus,